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Covid-19 Additional Information

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If you’re interested in further background, the New York Department of Financial Services (“DFS”) issued regulation, 11 NYCRR § 229.5(b) and 3 NYCRR § 405.6(b)(4) (“Reg 216,”) to require financial professionals to provide policyholders with electronic notice of these accommodations. Financial professionals can provide this notice, using email, social media, or postings to their dba websites. Reg 216 requires that you maintain records of those communication efforts. 

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